Nex Systems
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Ezri Shechter

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/17/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018057296401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Ezri Shechter, Respondent Registered Representative CRD No. 2772177 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Ezri Shechter ("Shechter") submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2018057296401data-portal.finra.orgfinra.org

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