Nex Systems
Type not stated

Navpoint LLC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/13/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012034475001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA”) RE: Range Global LLC, f/k/a Navpoint, LLC Respondent Member Firm BD No. 104393 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Range Global LLC f/k/a Navpoint, LLC (“Range Global" or the “Firm") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a

    Reference 2012034475001data-portal.finra.orgfinra.org

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