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Fabiano de Franco

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/02/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017054076501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Fabiano de Franco, Respondent Former General Services Representative CRD No. 4528382 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Respondent Fabiano de Franco, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement

    Reference 2017054076501data-portal.finra.orgfinra.org

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