Nex Systems
Type not stated

FAITH LI LEE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/27/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009018524501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Syndicated Capital, Inc., Respondent Member Firm CRD No. 29037 Joseph L. McAdams, Jr., Respondent General Securities Representative, General Securities Principal, Municipal Securities Representative, Municipal Securities Principal, Registered Options Principal, Equity Trader Limited Representative, Research Analyst, Limited

    Reference 2009018524501data-portal.finra.orgfinra.org

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