Nex Systems
Type not stated

FALCON RESEARCH INC.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/09/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012030485001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Falcon Research, Inc. Respondent CRD No. 13115 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Falcon Research, Inc. ("Falcon Research" or the "Firm") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the

    Reference 2012030485001data-portal.finra.orgfinra.org

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