Nex Systems
Type not stated

FCG ADVISORS LLC.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/28/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012030676501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: FCG Advisors, LLC (BD No. 40633) Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent FCG Advisors, LLC ("FCG" or the "Firm") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on

    Reference 2012030676501data-portal.finra.orgfinra.org

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