Nex Systems
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FEISAL AHMED KHAN MALIK

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/30/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016048783301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Feisal Ahmed Khan Malik, Respondent CRD No. 2115832 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Feisal Ahmed Khan Malik, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the

    Reference 2016048783301data-portal.finra.orgfinra.org

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