Nex Systems
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Feng Kou Chen

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/08/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022076913301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Feng Kou Chen (Respondent) Fonner General Securities Representative CRD No. 6424082 Pursuant to FINRA Rule 9216, Respondent Feng Kou Chen submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2022076913301data-portal.finra.orgfinra.org

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