Nex Systems
Type not stated

FENNER REESE WELLER JR.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/08/2007: LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006003681201 TO: Department of Enforcement NASD RE: Weller Anderson & Co., Ltd., Respondent CRD No. 23736 Fenner Reese Weller, Jr. General Securities Principal CRD No. 830278 Pursuant to Rule 9216 of NASD Code of Procedure, Weller Anderson & Co., Ltd. and Fenner Reese Weller, Jr. ("Respondents," collectively) submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of

    Reference 2006003681201finra.orgdata-portal.finra.org

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