Nex Systems
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Fernando Luis Monllor Arzola

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/01/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020065347502 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Fernando Luis Monllor Arzola (Respondent) General Securities Representative CRD No. 3098650 Pursuant to FINRA Rule 9216, Respondent Fernando Luis Monllor Arzola (Monllor) submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC

    Reference 2020065347502data-portal.finra.orgfinra.org

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