Nex Systems
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FFED Wealth Partners LLC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/25/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019061612602 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: FFEC Wealth Partners LLC (Respondent) (formerly, First Financial Equity Corporation) Member Firm CRD No. 16507 Jeffrey Scott Graves (Respondent) General Securities Principal CRD No. 1398578 Pursuant to FINRA Rule 9216, Respondents FFEC Wealth Partners LLC (FFEC) and Jeffrey Scott Graves (Graves) submit this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will not bring any future actions against Respondents alleging violations based on the same factual findings described in this AWC.

    Reference 2019061612602data-portal.finra.orgfinra.org

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