FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY INC.

07/12/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008013791601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Fidelity Brokerage Services, LLC, Respondent CRD No. 7784 and Fidelity Investments Institutional Services Company, Inc., Respondent CRD No. 17507 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Fidelity Brokerage Services, LLC ("Fidelity Brokerage Services")

Reference 2008013791601data-portal.finra.orgfinra.org

02/05/2007: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2005000627701 TO: Department of Enforcement, NASD RE: Fidelity Brokerage Services LLC (CRD No. 7784) ("FBS"); Fidelity Distributors Corporation (CRD No. 6848) ("FDC"); Fidelity Investments Institutional Services Company, Inc. (CRD No. 17507) ("FIISC"); and National Financial Services LLC (CRD No. 13041) ("NFS") (each a "Respondent" and collectively, "Respondents") Pursuant to Rule 9216 of NASD Code of Procedure, Respondents submit this Letter of Acceptance,

Reference 2005000627701data-portal.finra.orgfinra.org

05/08/2007: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006003796101 TO: Department of Enforcement NASD RE: Fidelity Investments Institutional Services Company, Inc., Respondent Member Firm BD No. 17507 Fidelity Distributors Corporation, Respondent Member Firm BD No. 6848 Pursuant to Rule 9216 of NASD Code of Procedure, Fidelity Investments Institutional Services Company, Inc. and Fidelity Distributors Corporation ("Respondents") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of

Reference 2006003796101data-portal.finra.orgfinra.org