Nex Systems
Type not stated

FINTEGRA LLC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/05/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20090166914 To: Department of Enforcement Financial Industry Regulatory Authority (FINRA) Re: Fintegra, LLC CRD No. 16741 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Fintegra, LLC submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if FINRA accepts the AWC, it will not

    Reference 2009016691401data-portal.finra.orgfinra.org

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