FIRST BERMUDA SECURITIES LTD.
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/14/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010021124201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: First Bermuda Securities (BVI) Ltd., Respondent Member CRD No. 29331 Jeffrey G. Conyers, Respondent General Securities Principal CRD No. 2204609 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, First Bermuda Securities (BVI) Ltd. and Jeffrey G. Conyers submit this Letter of Acceptance, Waiver and Consent ("AWC")
Reference 2010021124201data-portal.finra.orgfinra.org
Other names1
Also known as1
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