Nex Systems
Type not stated

FIRST FINANCIAL EQUITY CORP.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/02/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. PETER HACKSTEDDE CRD No. 2107093, ROSS SINDELAR CRD No. 2729154, GEORGE FISCHER CRD No. 1315706, and, FIRST FINANCIAL EQUITY CORP. CRD No. 16507, Respondents. Disciplinary Proceeding No. 2006004707201 Hearing Officer--LBB ORDER ACCEPTING OFFER OF SETTLEMENT Disciplinary Proceeding No. 2006004707201 was filed on June 4, 2008, by the Department of Enforcement of the Financial Industry Regulatory

    Reference 2006004707201data-portal.finra.orgfinra.org

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