Nex Systems
Type not stated

FIRST INTEGRITY CAPITAL PARTNERS CORP.

Regulator action

United States. Named in 2 sanctions listings.

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Sanctions and listings2

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/09/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012030485301 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA") RE: First Integrity Capital Partners Corp., Respondent CRD No. 146049 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent (''AWC”) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2012030485301finra.orgdata-portal.finra.org

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/06/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011029829001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: First Integrity Capital Partners Corp., Respondent Member Firm CRD No. 146049 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, First Integrity Capital Farmers Corp. submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged

    Reference 2011029829001data-portal.finra.orgfinra.org

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