Nex Systems
Type not stated

FORESIGHT INVESTMENTS LLC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/27/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015043656301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Foresight Investments, LLC ("Foresight Investments"), Respondent CRD No. 132644 Pursuant to FINRA Rule 9216 of FlNRA's Code of Procedure, Foresight Investments submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below

    Reference 2015043656301data-portal.finra.orgfinra.org

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