Nex Systems
Type not stated

FRANCIS J. BELLO JR.

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/13/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006005426501 TO: Department of Enforcement NASD RE: Francis J. Bello Jr., Respondent CRD No. 1089387 Pursuant to Rule 9216 of NASD Code of Procedure, Francis J. Bello Jr. ("Bello") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring any future actions against me alleging

    Reference 2006005426501data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.