Nex Systems
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FRANCIS PAUL ANTON II

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/25/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009018062601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Francis Paul Anton II ("Anton"), Respondent Former Registered Representative 2626685 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the

    Reference 2009018062601finra.orgdata-portal.finra.org

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