Nex Systems
Type not stated

Francisco Jose Faraco

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/26/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017053435201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Francisco Jose Faraco, Respondent Former Registered Representative CRD No. 5095972 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Respondent Francisco Jose Faraco ("Faraco"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose

    Reference 2017053435201data-portal.finra.orgfinra.org

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