Nex Systems
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FRANCISCO R. TORRES

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/12/2005: NASD OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Francisco R. Torres, (CRD No. 4341453), Respondent. Disciplinary Proceeding No. C07050032 Hearing Officer - SNB ORDER ACCEPTING OFFER OF SETTLEMENT Date: July 12, 2005. INTRODUCTION Disciplinary Proceeding No. C07050032 was filed on April 28. 2005. by the Department of Enforcement of NASD ("Complainant"). Respondent Francisco R. Torres submitted an Offer of Settlement ("Offer")

    Reference C07050032finra.orgdata-portal.finra.org

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