Nex Systems
Type not stated

FRANK A. PASSARELLI

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/24/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015044741201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Frank A. Passarelli, (CRD No. 1114420) General Securities Representative Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Frank A. Passarelli ("Passarelli" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose ofproposing a settlement of the alleged rule violation

    Reference 2015044741201data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.