Nex Systems
Type not stated

Frank Dominic Corto

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/01/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016051407501 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Frank Dominic Corto, Respondent General Securities Representative ("GSR") CRD No. 2537861 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Respondent Frank Dominic Corto, submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing

    Reference 2016051407501finra.orgdata-portal.finra.org

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