Nex Systems
Type not stated

FRANKLIN D. BUTLER JR.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/07/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011026121803 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Franklin D. Butler, Jr., Respondent General Securities Representative and General Securities Principal CRD No. 4528224 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure. I, Franklin D. Butler. Jr. ("Butler" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of

    Reference 2011026121803data-portal.finra.orgfinra.org

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