Nex Systems
Type not stated

FRANKYN R. MICHELIN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/17/2005: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, COMPLAINANT, V. LH Ross & COMPANY, INC., CRD No. 37920 AND FRANKLYN R. MICHELIN CRD NO. 2459180 RESPONDENTS. DISCIPLINARY PROCEEDING NOS. CAF030055 AND C05040054 ORDER ACCEPTING GLOBAL OFFER OF SETTLEMENT OF LH ROSS & COMPANY, INC. AND FRANKLYN R> MICHELIN OF PENDING CASES IN LITIGATION I. INTRODUCTION The following two disciplinary proceedings (hereinafter "the complaints") were filed against Respondents LH Ross & Company, Inc. ("LH Ross")

    Reference CAF030055data-portal.finra.orgfinra.org

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