Nex Systems
Type not stated

FREDERICK I. BRAREN JR.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/08/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007008605601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Frederick I. Braren, Jr., Respondent Investment Company and Variable Contracts Products Representative [CRD No. 4915850] Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, I, Frederick I. Braren, Jr., submit this Letter of Acceptance, Waiver and Consent ("AWC") for

    Reference 2007008605601data-portal.finra.orgfinra.org

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