Nex Systems
Type not stated

FREDERICK J. STOEVER

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/17/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009016239501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Stoever, Glass & Company Inc. Member Firm BD No. 7031 Frederick J. Stoever Municipal Securities Principal, General Securities Principal, General Securities Representative CRD No. 501032 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondents Stoever, Glass & Company, Inc. ("SGC") and Frederick J. Stoever

    Reference 2009016239501data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.