Nex Systems
Type not stated

FRIEDA MAE NETTLES

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/16/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20070099550-01 To: Department of Enforcement Financial Industry Regulatory Authority Re: Frieda Mae Nettles Associated Person CRD No. 2598071 Pursuant to NASD Rule 9216 of FINRA Code of Procedure, I, Frieda Mae Nettles, submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted,

    Reference 2007009955001data-portal.finra.orgfinra.org

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