Nex Systems
Type not stated

G.A. Repple and Company

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/22/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006003701201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: G.A. Repple and Company, Respondent Member Firm CRD No. 17486 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if

    Reference 2006003701201data-portal.finra.orgfinra.org

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