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GABRIEL DUPIN DE SAINT CYR

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/08/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010025255301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Gabriel Dupin De Saint Cyr, Respondent CRD No. 5405383 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Gabriel Dupin De Saint Cyr ("Dupin De Saint Cyr") or ("Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described

    Reference 2010025255301data-portal.finra.orgfinra.org

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