Nex Systems
Type not stated

GABRIEL SCHULMAN

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/01/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011026449801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Gabriel Schulman (CRD No. 5107746) Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Gabriel Schulman ("Schulman" or ''Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted

    Reference 2011026449801finra.orgdata-portal.finra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.