Nex Systems
Type not stated

GAIL S. FRICK

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/23/2009: FINANCIAL INDUSTRY REGULATORY AUTHORTITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008013428001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Gail S. Frick, Respondent General Securities Representative CRD No. 3113320 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent

    Reference 2008013428001data-portal.finra.orgfinra.org

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