Nex Systems
Type not stated

GARRETT A. AHRENS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/06/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013036001201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Garrett A. Ahrens, Respondent General Securities Principal and General Securities Representative CRD No. 1999696 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Garrett A. Ahrens, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule vioations

    Reference 2013036001201data-portal.finra.orgfinra.org

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