Nex Systems
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Garrett Manning

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/10/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020068792101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Garrett Manning (Respondent) General Securities Representative and Investment Company and Variable Contracts Products Representative CRD No. 6887127 Pursuant to FINRA Rule 9216, Respondent Garrett Manning submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2020068792101data-portal.finra.orgfinra.org

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