Nex Systems
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GARRY B. LINDBOE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/25/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007007331101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Garry B. Lindboe Registered Principal CRD # 309834 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, and Garry B. Lindboe ("Lindboe") [collectively, "Respondents"] submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This

    Reference 2007007331101data-portal.finra.orgfinra.org

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