Garry N. Savage Sr.

Regulator action

United States. Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/15/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. WALL STREET STRATEGIES, INC. (CRD No. 31268), GARRY N. SAVAGE, SR. (CRD No. 1195330), and LOUIS KARL KITTLAUS (CRD No. 602059), Respondents. Disciplinary Proceeding No. 2012033508702 Hearing Officer-MC EXTENDED HEARING PANEL DECISION September 15, 2015 Repondent Louis Karl Kittlaus made false, exaggerated, unwarranted, and misleading statements in a communication he distributed to the public, in
Reference 2012033508702data-portal.finra.org finra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/13/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017052426201 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Garry N. Savage, Sr., General Securities Principal CRD No. 1195330 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Garry N. Savage, Sr. (“Savage” or “Respondent”) submits this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing
Reference 2017052426201data-portal.finra.org finra.org

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