Nex Systems
Type not stated

GARRY SAVAGE SR.

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/30/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Wall Street Strategies, Incorporated (CRD No. 31268), Garry Savage, Sr. (CRD No. 1195330), and Louis Karl Kittlaus (CRD No. 602059) Respondents. DISCIPLINARY PROCEEDING No. 2012033508702 HEARING OFFICER: COMPLAINT The Department of Enforcement alleges: SUMMARY 1. Between January 2012 and November 2012, (the "relevant time period") Wall Street Strategies, Inc.

    Reference 2012033508702data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.