Nex Systems
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GARY AQUINO LADRIDO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/02/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20140436913-01 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Gary Aquino Ladrido, Respondent General Securities Representative CRD No. 3129982 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Gary Aquino Ladrido ("Ladrido"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2014043691301data-portal.finra.orgfinra.org

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