GARY BENJAMIN LESNIK
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/02/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010023935004 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Gary Benjamin Lesnik, Respondent CRD No. 4523441 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Gary Benjamin Lesnik ("Respondent" or "Lesnik") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is
Reference 2010023935004data-portal.finra.orgfinra.org
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