Nex Systems
Type not stated

GARY C. MASTRODONATO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/19/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Gary C. Mastrodonato (CRD No. 723366), Respondent. Disciplinary Proceeding No. 2009019192801 Hearing Officer: APerkins ORDER ACCEPTING OFFER OF SETTLEMENT Date: April 18, 2012 INTRODUCTION Disciplinary Proceeding No. 2009019192801 was filed on July 27, 2011, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant). Respondent Gary Mastrodonato submitted

    Reference 2009019192801data-portal.finra.orgfinra.org

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