Nex Systems
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GARY I. PURCELL

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/27/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20090205463 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Gary I. Purcell, Respondent CRD No. 368850 Pursuant to Rule 9216 of FINRA's Code of Procedure, Gary I. Purcell submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA

    Reference 2009020546301data-portal.finra.orgfinra.org

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