Nex Systems
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Gary L. Pevey

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/04/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018057586601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Gary L. Pevey, Respondent Registered Representative CRD No. 2129469 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Gary L. Pevey submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2018057586601data-portal.finra.orgfinra.org

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