Nex Systems
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GARY MICHAEL LASKOWSKI

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/13/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. GARY MICHAEL LASKOWSKI (CRD No. 2770649), Respondent. Disciplinary Proceeding No. 2006003916901 DEFAULT DECISION Hearing Officer - Sara Nelson Bloom August 13, 2010 Respondent is suspended from associating with any FINRA member in any capacity for one year and fined $10,000 for acting as an unregistered principal, in violation of Rules 1021(a) and 2110.

    Reference 2006003916901data-portal.finra.orgfinra.org

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