Nex Systems
Type not stated

Gary Michael Strange

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/11/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Gary Michael Strange (CRD No. 1655033), and Laurie B. Strange (CRD No. 6193480) DISCIPLINARY PROCEEDING NO. 2016050990401 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. During 2015, Gary Strange, a registered representative, and his wife Laurie Strange, an associated person, borrowed a total of $153,506.57 through two loans from ML and JL (collectively “the

    02/16/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Gary Michael Strange (CRD No. 1655033), and Laurie B. Strange (CRD No. 6193480), Respondent. DISCIPLINARY PROCEEDING NO. 2016050990401 HEARING OFFICER – CC ORDER ACCEPTING OFFER OF SETTLEMENT Date: February 16, 2018 INTRODUCTION Disciplinary Proceeding No. 2016050990401 was filed on December 11, 2017, by the Department of Enforcement of the Financial Industry Regulatory Authority

    Reference 2016050990401data-portal.finra.orgdata-portal.finra.orgfinra.org

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