Nex Systems
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GARY RYAN RHOADES

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/02/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008014214701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Gary Ryan Rhoades, Respondent Registered Representative CRD No. 2582675 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Gary Ryan Rhoades, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is

    Reference 2008014214701finra.orgdata-portal.finra.org

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