Nex Systems
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GARY S. ARTZT

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/04/2006: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. GARY S. ARTZT (CRD No. 20009945) Respondent. Disciplinary Proceeding No. E1020041037-01 Hearing Officer - DMF ORDER ACCEPTING OFFER OF SETTLEMENT Date: August 4, 2006 INTRODUCTION Disciplinary Proceeding No. E1020041037-01 was filed on April 6, 2006, by the Department of Enforcement ("Complainant") against Respondent Gary S. Artzt ("Respondent"). Respondent has submitted an Offer of Settlement ("Offer") to Complainant, dated August

    Reference E102004103701data-portal.finra.orgfinra.org

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