Nex Systems
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GARY SHEMANO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/12/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2005000172701 TO: Department of Market Regulation NASD RE: The Shemano Group, Inc., Respondent (B/D No. 35528) and Gary Shemano, Respondent (CRD No. 421322) Pursuant to Rule 9216 of NASD Code of Procedure, The Shemano Group, Inc., ("The Shemano Group" or "firm") and Gary Shemano (collectively the "Respondents"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in

    Reference 2005000172701finra.orgdata-portal.finra.org

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