Nex Systems
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GARYN IAN ANGEL

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/05/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014040036901 TO: Department of Enforcement Financial Industry Regulatory Authority (''FINRA") RE: Garyn Ian Angel, Respondent CRD No. 3172630 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Garyn Ian Angel ("Angel" or "Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2014040036901data-portal.finra.orgfinra.org

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