Nex Systems
Type not stated

Gelband & Co. Inc.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/25/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018056465601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Gelband & Co., Inc., Respondent BD No. 32599 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Gelband & Co., Inc. ("Gelband" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2018056465601data-portal.finra.orgfinra.org

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