Nex Systems
Type not stated

GENESIS GLOBAL TRADING INC.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/14/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014039400801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Genesis Global Trading, Inc. (f/k/a SecondMarket, Inc.) Respondent Member Firm CRD No. 136962 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Genesis Global Trading,Inc. (formerly known as SecondMarket, Inc., hereinafter "Genesis" or the "Firm") submits this Letter of Acceptance, Waiver and

    Reference 2014039400801finra.orgdata-portal.finra.org

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